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作物遥感分类的样本依赖与模型空间外推研究

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降低对样本数量的依赖度,实现大区域、复杂作物类型的遥感监测识别是农业遥感的重要研究内容.本研究以黑龙江省产粮大市绥化市为例,采用监督分类方法,深入探索了样本量对作物分类效果的影响以及小区域尺度(如北林区)训练的监督分类模型空间外推至大区域尺度的可行性.研究发现:采用玉米播种至抽穗期中期的Sentinel-2时序遥感影像,在优化随机森林模型参数的基础上,当训练的样本量从10%逐步递增至50%时,即玉米、水稻和大豆的训练样本各为130个左右,就能提取北林区作物的空间分布,整体分类精度为94.6%;当样本量进一步增加时,模型的整体分类精度保持平稳,并不会进一步增长.因为水稻在育秧期—淹水期的陆表水体等光谱指数与玉米、大豆的存在显著差异,采用玉米播种至拔节期前期的Sentinel-2遥感影像,即可实现北林区高精度的作物遥感识别;当时间从玉米拔节期前期延长至抽穗中期,作物的总体分类精度仅有微小的提升.此外,作物空间分布和概率分布图表明,将北林区训练的最优模型外推至整个绥化市时,能取得与用绥化市采集的样本直接训练的模型得到相似的分类效果,整体分类精度为93.7%,仅比后者低1.3个百分点.距离、样本的空间代表性和数量、小区域和目标拓展区的作物种植结构的相似性是影响模型空间外推效果的关键因子.不同的作物对距离的敏感程度不同,由于水稻的水体指数、短波红外1等波段与其他作物的显著差异,水稻的分类效果对距离的变化并不敏感,而玉米和大豆的分类效果则随着外推距离的增长,总体上呈现下降的变化趋势.在源区域和目标拓展区作物种植结构相似的前提下,小区域的作物分类模型构建,需要同步兼顾样本的空间代表性和数量,才能取得较好的模型空间外推效果.本研究可为大尺度区域作物的遥感精准分类提供高效与经济的方法,为作物分类样本的采集与抽样策略的制定、分类时相、敏感波段的选择提供了科学依据.
A study of sample dependence and spatial extrapolation of models for crop remote sensing classification
Reducing reliance on in situ crop type samples is critical for remotely sensed crop type classification over large areas.This study used Suihua,a major grain-producing city in Heilongjiang Province,as an example to investigate the effect of sample size on crop type classification and test the possibility of extrapolating supervised classification models trained on a small region onto a larger area.In particular,this study trained the crop type classification model in Beilin District and then extrapolated it to the entire Suihua.First,a parameter-optimized random forest model was trained and used to identify the spatial distribution of crops in Beilin District in 2022 by using Sentinel-2 remote sensing imagery from the sowing to the mid-tasseling of maize.Overall Accuracy(OA)gradually increased as the proportion of samples participating in the random forest training increased from 10%to 50%of the Gaussian Variate Generator(GVG)samples in Beilin District.The model achieved the best performance with a maximum OA of 94.6%when 50%of the GVG samples in Beilin District were used for crop classification,where maize,rice,and soybean had approximately 130 training samples.Thereafter,the performance of the model remained stable even as the number of in situ crop samples increased.The most important features in the classification of maize,soybean,and rice were REP at the tassel stage of maize,shortwave-infrared(SWIR)1 at the pod stage of soybean,and the Land Surface Water Index(LSWI)during the transplanting stage of rice.Second,we extrapolated the best trained model in Beilin District to classify crop types in the entire Suihua.The model extrapolation achieved an OA of 93.7%for crop type classification in Suihua.This value was only 1.3%lower than that of the model trained directly in Suihua.The similarity of the spatial and probability distribution maps of the crops between the Beilin and Suihua models indicated that the extrapolation of the crop classification model in a small area can achieve a comparable classification result with the crop classification model trained directly in a large area.Finally,we carefully examined the effects of distance,spatial representativeness and number of samples,and similarity of crop structure between small area and target expansion area on model extrapolation.Different crops exhibit varying sensitivities to distance,and the classification effect of rice is insensitive to changes in distance due to the significant differences between the LSWI and SWIR1 of rice and other crops.Meanwhile,the classification effects of maize and soybean exhibit an overall decreasing trend of change with increasing extrapolation distance.In summary,when building crop classification models in small regions with similar crop structures in the source and target areas,not only the number of samples should be considered,but also the representativeness of their spatial distribution.Such consideration will ensure that the model is adequately trained and can achieve better spatial extrapolation effect.The results of this study provide a cost-effective and efficient method for accurately classifying crops over large areas by using remote sensing.In addition,this study provides a scientific basis for developing crop sampling strategies,selecting sensitive bands,and determining the classification time window.It is also a valuable reference for the development of model extrapolation methods with higher robustness and generalizability.

crop classificationsample dependencymodel extrapolationrandom forestGoogle Earth Engine

谢炎、曾红伟、田富有、张淼、胡越然、覃星力、吴炳方、张有智、解文欢

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中国科学院空天信息创新研究院遥感科学国家重点实验室,北京 100101

中国科学院大学资源与环境学院,北京 100049

黑龙江省农业科学院 农业遥感与信息研究所,哈尔滨 150086

作物分类 样本依赖 模型外推 随机森林 谷歌地球引擎

2024

遥感学报
中国地理学会环境遥感分会 中国科学院遥感应用研究所

遥感学报

CSTPCD北大核心
影响因子:2.921
ISSN:1007-4619
年,卷(期):2024.28(11)