云南社会科学2024,Issue(2) :14-25.

指导性案例制度运行的实证研究

An Empirical Study on the Operation of Guiding Case System

曹建军
云南社会科学2024,Issue(2) :14-25.

指导性案例制度运行的实证研究

An Empirical Study on the Operation of Guiding Case System

曹建军1
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作者信息

  • 1. 中央财经大学法学院
  • 折叠

摘要

自 2010 年确立迄今已十多年的案例指导制度在裁判文书样本数据的统计分析中,呈现出数量非稳定性缓慢增长、类型与渠道更趋多元化的发布特征,案例参照率增长但文书引用率不足的应用特征,攻击性用法多于防御性但有时错用作证据的当事人行为特征,主动援引比率不高、回应争议焦点不多的法院行为特征.为弥合实证研究反映的实际与预想的差距,理论界有必要冷静反思案例生成机制的封闭性与行政化、制度功能定位的扩张化与局限性、案例适用方式的模糊性与粗糙化三方面的原生性问题.若单纯增加案例的数量、提高案例的质量、扩大案例的影响力,只能在形式上改观指导性案例的运行问题,实质性的完善方向应是面向机制竞争性、功能市场化与说理明确性的转型.

Abstract

Since its establishment in 2010,the guiding case system,which has been in operation for over a decade,exhibits four main characteristics in the statistical analysis of judicial document samples.These include:The characteristic of publication with slow growth in quantity instability and a trend towards diversification in types and channels.The characteristic of application where the case reference rate increases but the citation rate in documents is insufficient.The characteristic of party behavior where offensive usage is more common than defensive,but sometimes misused as evidence.The characteristic of court behavior with a low rate of proactive citation and limited response to controversial issues.To bridge the gap between the reality reflected in empirical research and the anticipated outcomes,it is necessary for the theoretical community to critically reflect on three inherent issues.The closed nature and bureaucratization of case generation mechanisms.The expansion and limitations of institutional functional positioning.The ambiguity and crudeness of case application methods.Simply increasing the quantity of cases,improving their quality,or expanding their influence can only address operational issues superficially.Substantive improvement should instead focus on transitioning towards mechanisms characterized by competitiveness,market-oriented functionalities,and clear reasoning.

关键词

指导性案例/法律适用/司法改革/实证研究

Key words

Guiding Case/Application of Law/Judicial Reform/Empirical Study

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基金项目

北京市社会科学基金规划项目(2022)(22FXC016)

出版年

2024
云南社会科学
云南省社会科学院

云南社会科学

CSSCICHSSCD北大核心
影响因子:0.532
ISSN:1000-8691
参考文献量55
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