首页|"存在问题的学位论文"应如何处理——对学位论文抽检制度的检视与反思

"存在问题的学位论文"应如何处理——对学位论文抽检制度的检视与反思

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学位论文抽检制度由3个层面的规范构成,国家和省两级的行政规范以及高校自行制定的校规都规定了对"存在问题的学位论文"的处理规则.行政规范设定的处理规则与高校通过校规设定的处理规则有明显差别,前者以学位授予单位为主要的责任主体,后者则更倾向于将整体责任传导转化至"直接责任人"——指导教师和论文作者,并设置了包括撤销学位在内的一系列责任后果.部分高校校规将"存在问题的学位论文"与学位撤销的不当联结,对学位获得者的权益保障不足,不符合公平归责的原则,明显违背《学位法》严格限制学位撤销权的立法意旨,面临合法性危机.同时,整体责任向个人责任的转化也会替换抽检制度最初"以评促改"的目标,抑制政策发挥应有效能.在功能适当原则下,对"存在问题的学位论文"的处理要兼顾学位授予质量上的国家监督、高校自主权和学生权益保护,发挥论文抽检制度合目的性监督的功能.处理规则应在分类原则的基础上,区分作为行政监督依据的行政规范和作为学术治理机制的高校校规的权限.对于行政规范,处理规则应恪守行政监督边界,将"存在问题的学位论文"作为对学位授予质量宏观调控的指标,增强不同监督方式的衔接,并从结果公开方式、抽检范围确定、处理申诉机制3个层面完善抽检制度.对于高校校规,处理规则应对"存在问题的学位论文"进行类型化区分,避免与学位撤销的不当联结,对仅涉及内部学术治理的处理措施,高校具有高度的自治空间,一旦突破高校内部秩序则需要明确的法律授权.
The Handling of"Problematic Theses":An Examination and Reflection on the Thesis Random Inspection
The degree thesis random inspection system is composed of regulations at three levels:national,provincial administrative regulations,and university-specific rules established by the institutions themselves.These regulations stipulate the handling rules for"problematic academic theses."There is a clear difference between the handling rules set by administrative regulations and those set by universities through their internal regulations.The former mainly holds the degree-awarding institution responsibility,while the latter shifts the overall responsibility to the"directly responsible persons"—the supervisors and thesis authors—and includes consequences such as the revocation of degrees.Some university regulations inappropriately link"problematic academic theses"with degree revocation,which insufficiently protects the rights of degree recipients,does not align with the principle of fair attribution of responsibility,and clearly violates the legislative intent of the Degree Law,which strictly limits the power to revoke degrees,thus facing a legitimacy crisis.Furthermore,shifting overall responsibility to individual responsibility replaces the original goal of the inspection system,which is to"promote improvement through evaluation,"and hinders the effective implementation of the policy.Under the principle of functional appropriateness,the handling of"problematic academic theses"should balance national supervision of degree-awarding quality,university autonomy,and the protection of student rights,thereby ensuring the supervisory function of the thesis inspection system aligns with its intended purpose.The handling rules should differentiate between administrative regulations,which serve as a basis for administrative supervision,and university regulations,which function as academic governance mechanisms.For administrative regulations,the handling rules should adhere to the boundaries of administrative supervision,treating"problematic academic theses"as an indicator for macro-control of degree-awarding quality,enhancing the coordination of different supervisory methods,and improving the inspection system from three aspects:the method of result disclosure,determination of inspection scope,and the handling appeal mechanism.For university regulations,the handling rules should categorize"problematic academic theses"to avoid inappropriate links with degree revocation.Universities should have a high degree of autonomy in dealing with measures involving internal academic governance.However,once actions exceed the internal order of the university,explicit legal authorization is required.

problematic thesesthesis random inspectiondegree lawdegree revocation

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北京交通大学 法学院,北京 100044

存在问题的学位论文 学位论文抽检制度 学位法 学位撤销行为

北京市教育科学规划课题中央高校基本科研业务费专项资助项目

AECA240112021RCW111

2024

重庆高教研究
重庆文理学院,重庆市高等教育学会

重庆高教研究

CHSSCD北大核心
影响因子:0.996
ISSN:1673-8012
年,卷(期):2024.12(6)