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论《海商法》第四章的强制适用

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《海商法》第四章的强制性规定只有在海上货物运输合同经冲突规范指引确定《海商法》为准据法时才得以适用.然而,英国、美国等国家的海上货物运输法律强制适用于(进)出口本国的提单,即具有强制适用效力.《海商法》第四章的强制适用既具有保护托运人和收货人的利益、简化海上货物运输合同法律适用及明确当事人权利义务的现实需求,也符合国家行使立法管辖权的合法性与合理性要求,而且,并不会产生影响国际私法立法的多边主义趋势以及不利于国际海上货物运输法律统一的不利后果.在比较《海商法(修订征求意见稿)》和《海商法(修改送审稿)》所分别采取的单边冲突规范方案和"直接适用的法"方案的基础上,认为通过"直接适用的法"方案规定《海商法》第四章的强制适用效力更为适宜.
On the Mandatory Application of Chapter Ⅳ of the Chinese Maritime Code
The mandatory application of Chapter Ⅳ of the Chinese Maritime Code refers to the compulsory application of Chapter Ⅳ of the Chinese Maritime Code to contracts of carriage of goods by sea to or from ports of China in foreign trade. The mandatory provisions contained in Chapter Ⅳ of the current Chinese Maritime Code are only applicable when the conflict rules designate the Chinese Maritime Code as the governing law for the contracts of carriage of goods by sea while the laws for the carriage of goods by sea in the United Kingdom and United States and other countries have the effect of mandatory application. In fact,China has urgent practical needs for the mandatory application of Chapter Ⅳ of the Chinese Maritime Code,including the need to protect the interests of shippers and consignees and the need to simplify the application of the laws to contracts of carriage of goods by sea as well as clarify the rights and obligations of the parties. The mandatory application of laws for the carriage of goods by sea pertains to the extraterritorial effect of domestic laws and falls within the scope of national legislative jurisdiction and is in line with the legitimacy and rationality requirements for the exercise of legislative jurisdiction by the state. At the same time,the mandatory application of Chapter Ⅳ of the Chinese Maritime Code will neither affect the trend of multilateralism in the legislation of private international law,nor be detrimental to the unity of laws for the carriage of goods by sea. Although the relevant provisions on reservation of public order seem to provide a solution for the mandatory application of Chapter Ⅳ of the Chinese Maritime Code,due to the large discretionary space of judges and China not being a precedent-based country,Chinese courts have not formed a unified judicial opinion on whether to apply Chapter Ⅳ of the Chinese Maritime Code in handling contracts of carriage of goods by sea to or from ports of China in foreign trade based on the relevant provisions of reservation of public order. Moreover,judg-ments of the negative value of the application of foreign law involved in the reservation of public order may give rise to adverse consequences such as the aversion of other states. Therefore,the mandatory application of Chapter Ⅳ of the Chinese Maritime Code should be explicitly stipulated in the amendment of the Chinese Maritime Code. Both the unilateral conflict rule approach adopted in the Chinese Maritime Code (Revised Draft for Comments ) and the"di-rectly applicable laws"approach adopted in the Chinese Maritime Code (Revised Draft for Review ) can realize this goal. Considering that the"directly applicable laws"has the advantage of both protecting the public interest of the forum and respecting the autonomy of the parties compared with the unilateral conflict rule,stipulating"Chapter Ⅳ of the Chinese Maritime Code shall apply"by unilateral conflict rule goes beyond the functional scope of unilateral conflict rule as a jurisdiction-choice norm,and other countries such as the United Kingdom and United States have made their own laws for the carriage of goods by sea compulsory through the"directly applicable laws",it is recom-mended that the"directly applicable laws"approach be adopted to stipulate the mandatory application of Chapter Ⅳ of the Chinese Maritime Code. In addition,the"directly applicable laws"approach makes it possible for foreign courts which recognize foreign"directly applicable laws"to apply Chapter Ⅳ of the Chinese Maritime Code to hear disputes related to contracts of carriage of goods by sea to or from ports of China.

contracts of carriage of goods by seamandatory provisionsmandatory applicationunilateral conflict rule"directly applicable laws"

韩立新、姜泽慧

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大连海事大学 法学院,辽宁 大连 116026

海上货物运输合同 强制性规定 强制适用 单边冲突规范 "直接适用的法"

2024

中国海商法研究
中国海商法协会 大连海事大学

中国海商法研究

CSTPCDCHSSCD
影响因子:0.391
ISSN:1003-7659
年,卷(期):2024.35(4)