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基于ERM-EIPM的后发企业技术创新专利侵权风险管理研究

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专利侵权风险是影响后发企业技术创新的关键.结合《企业风险管理》(ERM)和《企业知识产权管理规范》(EIPM),提出基于ERM-EIPM的后发企业技术创新专利侵权风险管理研究.首先,识别后发企业立项、研究开发、采购、生产、销售和售后等技术创新全过程的专利侵权风险因素;其次,判断风险因素间的关联关系,构建关联风险概率算法模型,纳入自发风险概率评估风险总概率;再次,基于风险等级和风险总概率,绘制考虑关联风险的后发企业技术创新专利侵权风险应对图谱;最后,建立包括企业最高管理者、知识产权和技术创新各部门,且各部门内纵向互动、部门间横向联动的后发企业技术创新专利侵权风险管理机制.研究结果有助于推动后发企业高质量发展,助力知识产权强国建设.
Study on the management of patent infringement risk in technological innovation of latecomer enterprises based on ERM-EIPM
Patent infringement risk poses a significant challenge to the technological innovation of latecomer enterprises.This paper proposes a study that addresses this problem through a framework integrating Enterprise Risk Management(ERM)and Enterprise Intellectual Property Management(EIPM).The study adopts a multi-step approach that includes(1)identifying the patent infringement risk factors throughout the technological innovation process,including project initiation,research and development,procurement,production,sales and after-sales activities;(2)examining the relationship between these risk factors,leading to the construction of a related risk probability algorithm model that is factored into the overall probability assessment of spontaneous risk;(3)presenting a response map on managing patent infringement risk while considering related risks based on the determined risk level and total probability;(4)establishing a comprehensive management mechanism for patent infringement risk that involves cross-functional collaborations.This study aims to support the high-quality development of latecomer enterprises,thereby contributing to the construction of a robust intellectual property landscape.

patent infringement riskenterprise risk managemententerprise intellectual property managementtechnological innovationrelated risks

郭青、戚湧、邓雨亭、樊赛尔

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南京理工大学知识产权学院,江苏 南京 210094

南京理工大学经济管理学院,江苏 南京 210094

专利侵权风险 企业风险管理 企业知识产权管理规范 技术创新 关联风险

国家社会科学基金重点项目国家社会科学基金项目国家自然科学基金项目

23AZD03822VRC06471974096

2024

中国软科学
中国软科学研究会

中国软科学

CSTPCDCSSCICHSSCD北大核心
影响因子:2.793
ISSN:1002-9753
年,卷(期):2024.(2)
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