中国证券期货2024,Issue(1) :17-23.DOI:10.19766/j.cnki.zgzqqh.2024.2.003

区块链技术在交易所行业的应用

Application of Blockchain Technology in the Exchange

欧阳山山
中国证券期货2024,Issue(1) :17-23.DOI:10.19766/j.cnki.zgzqqh.2024.2.003

区块链技术在交易所行业的应用

Application of Blockchain Technology in the Exchange

欧阳山山1
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作者信息

  • 1. 复旦大学 上海 200433
  • 折叠

摘要

习近平总书记在中共中央政治局第十八次集体学习时强调,要把区块链作为核心技术自主创新的重要突破口,加快推动区块链技术和产业创新发展.作为分布式账册的底层技术,区块链技术已受到社会各界的广泛关注.本文重点对境外主要交易所区块链技术应用情况进行梳理,发现:①从发展阶段看,区块链技术不断升级更新,演进历程大致分为区块链1.0时期、2.0时期和3.0时期三个阶段,其中3.0时期以"区块链+"模式为典型代表,该阶段也是交易所区块链技术应用的迅速发展期.②从应用环节看,交易所的区块链应用可分为交易前、交易中和交易后三个环节,其中交易前包括证券发行、股权融资等,交易中包括交易流程和交易范围等,交易后包括证券结算.③从全球实践看,纳斯达克交易所、纽约证券交易所、洲际交易所等境外主要交易所已纷纷着手区块链技术研发落地,积极搭建区块链平台.④从典型案例看,纳斯达克交易所区块链技术应用走在前列,目前已经有10余个应用场景落地.

Abstract

During the 18th collective study of the Central Political Bureau,General Secretary Xi Jinping empha-sized the importance of utilizing blockchain as a core technology for independent innovation,and accelerating the de-velopment of blockchain technology and industry innovation.As the underlying technology of distributed ledgers,block-chain technology has attracted widespread attention from various sectors of society.This article focuses on summarizing the application of blockchain technology in major overseas exchanges.The findings are as follows:①From the perspec-tive of development stages,blockchain technology continues to upgrade and evolve,roughly divided into three stages:the era of blockchain 1.0,2.0,and 3.0.The 3.0 era is characterized by the"blockchain+"model,and it repre-sents a period of rapid development in the application of blockchain technology in exchanges.②From the perspective of application phases,the blockchain applications in exchanges can be divided into three phases:pre-trading,during trading,and post-trading.The pre-trading phase includes securities issuance and equity financing,the during-trading phase includes trading processes and scope,and the post-trading phase includes securities settlement.③From a global perspective,major overseas exchanges such as NASDAQ,New York Stock Exchange,and Intercontinental Exchange have actively started research and development of blockchain technology and established blockchain platforms.④From typical cases,NASDAQ is at the forefront of blockchain technology application in exchanges,with more than 10 appli-cation scenarios already implemented.

关键词

区块链技术/交易所/应用场景

Key words

Blockchain Technology/Exchanges/Application Scenarios

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基金项目

上海市金融学会青年项目()

出版年

2024
中国证券期货
北京喀斯特经济评介中心 北京亚布力企业发展策划有限公司

中国证券期货

ISSN:1008-0651
参考文献量2
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