中国证券期货2024,Issue(6) :4-12.

全球大变局下的金融监管——论以跨境风险控制为目标的期货市场自律管理

Financial Regulation in the Face of Global Change——On the Self-discipline Management of Futures Market Aiming at Cross-border Risk Control

程灿
中国证券期货2024,Issue(6) :4-12.

全球大变局下的金融监管——论以跨境风险控制为目标的期货市场自律管理

Financial Regulation in the Face of Global Change——On the Self-discipline Management of Futures Market Aiming at Cross-border Risk Control

程灿1
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作者信息

  • 1. 安徽安诚控股集团有限公司 合肥 230041
  • 折叠

摘要

期货交易所是期货市场的基础设施,期货交易所的稳定持续占位是期货市场稳定的核心基础和前提.我国已就期货市场建立了完整的法律监管体系,期货交易所自律管理的地位和职能已得到《期货和衍生品法》《期货交易管理条例》《期货交易所管理办法》的确认.在当今全球大变局背景之下,随着我国持续推进期货市场的国际化进程,期货交易所自身也面临众多跨境风险监管与控制的难题.本文将结合期货市场环境,在分析期货市场跨境风险的成因和现行对策的基础上,通过借鉴境外期货交易所的自律规则,对我国期货交易所自律规则防风险效果进行检视,并就我国期货交易所自律规则的进一步健全完善进行思考,旨在通过相关自律规则的配合运用助力实现上述目标,起到对跨境金融风险蔓延的防火墙作用.

Abstract

The futures exchange is the infrastructure of the futures market,and the stable and continuous occupa-tion of the futures exchange is the core basis and premise of the stability of the futures market.China has established a legal supervision system for the futures market,and the status and function of the self-regulatory management of the futures ex-change have been confirmed by a series of laws.In the background of today's global changes,as China continues to promote the internationalization of the futures market,futures exchanges themselves are also facing many difficulties in cross-border risk supervision and control.Based on the analysis of the causes of cross-border risks in the futures market and the current countermeasures,this paper will examine the risk-prevention effect of the self-regulatory rules of China's futures exchan-ges by referring to the self-regulatory rules of overseas futures exchanges,and consider the further improvement of the self-regulatory rules of China's futures exchanges.It aims to help achieve the above goals through the cooperation and ap-plication of relevant self-regulatory rules,and play a firewall role against the spread of cross-border financial risks.

关键词

期货交易所/期货跨境风险控制/自律管理

Key words

Futures Exchange/Cross-border Risk Control of Futures/Self-discipline Management

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出版年

2024
中国证券期货
北京喀斯特经济评介中心 北京亚布力企业发展策划有限公司

中国证券期货

ISSN:1008-0651
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